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_____________________________________________________________________
Posted: 3/31/2008
Director of Compliance &
Regulatory Affairs
Summary:
Maintain up to date knowledge of pending and
effective regulations affecting benefit insurances. Responsible for analyzing and reviewing federal and
state legislation affecting Employee Benefits, and Pension and
Retirement Savings plans. Based on this knowledge, assist clients in their
efforts to maintain compliance, and educate clients and
associates regarding regulatory changes and the implication of
those changes.
Essential Duties and Responsibilities:
- Establish and maintain effective relationships with clients
and associates within the Employee Benefits Division,
providing advice with respect to a wide range of
compliance/regulatory issues including new business
initiatives, compliance with new regulatory requirements, and
providing day-to-day advice within the following areas:
HIPAA, COBRA, ERISA, Mandated Leaves of Absence,
Summary Plan Documents.
- Analyze new regulatory rule proposals, identify those which
potentially impact the Employee Benefits division, and work
with management staff to implement any necessary changes in
processes or procedures.
- Recognize, assess and propose solutions to compliance/regulatory
concerns.
- Support new business initiatives by reviewing training materials
and procedures, participating in departmental meetings, and
providing advice on regulatory requirements.
- Draft compliance alerts to educate associates and clients on
regulatory issues, policies and procedures.
- Support departmental professional
development initiatives by providing in-house educational
trainings on new legislative issues for departmental
associates.
- All other duties as assigned.
Education and/or Experience:
- BA/BS degree required. Paralegal or JD degree a plus.
- Minimum 7 years experience showing
increasing responsibility within the employee benefits
insurance industry. Experience
must be directly related to the essential duties and
responsibilities noted above.
- In-depth knowledge of ERISA health and welfare plan reporting and
disclosure compliance requirements, and the applicable ERISA,
COBRA, HIPAA and IRC rules is required. A general understanding of employee benefit insurance
brokerage sales, product and operations a plus.
- Proficiency with Microsoft Word, Excel
and PowerPoint with the ability to operate standard office
equipment is required.
- Maintain a valid driver’s license and
have reliable transportation.
- Must have strong research skills, and
above average analyzing, problem solving and organization
skills are essential.
- A strong ability to communicate technical and complicated issues
– both orally and in writing -- to a non-technical audience.
- Strong attention to detail oriented.
Work Environment and Physical Demands:
- Ability to use computer keyboard and
sit in a stationary position for extended periods.
- Work is
performed in a typical interior/office work environment.
- Travel to client sites is occasionally required. Usually travel is within driving distance, but may
occasionally consist of a 1 to 2 night stay.
- Extended work hours (10 – 12 hours/day)
required on occasion.
Qualified Applicants may mail their resume to bmcmann@barneyandbarney.com, or fax to (858) 909-9883.
Please reference the posting for which you are applying.
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